The joys of fantasy and Romance

Patrick Kurp ponders why he doesn’t like fantasy, writing that “[It] feels like a cheat, an evasion, a con game for stunted children.” Maybe: but to my mind, it opens other avenues for looking at the world and goes places realism doesn’t. Good fantasy develops its own codes and limitations; it is different from and reflects our world. In Joseph O’Neill’s Netherland, Chuck Ramkissoon says, “Now, games are important. They test us. They teach us comradeship. They’re fun. But cricket, more than any other sport, is, I want to say […] a lesson in civility.” I wouldn’t call fantasy a lesson in civility, but it often imparts, aside from pleasure, lessons in how to lead and organize one’s life. When teaching the LSAT, I often use the journey and confrontation plots in fantasy novels as metaphors. And if fantasy is a cheat, so too is metaphor, which takes one or multiple things and stands them in the place of others, as fantasy does.

It also inevitably returns to confront the ideals and problems of the society that produced it, as Northrop Frye argued in The Secular Scriptures. Romance and fantasy are inextricably linked to the societies that produce them, just as fiction more generally is. The power of fiction and fantasy is their ability to be rooted in those societies while simultaneously being able to transcend them to others. I have no experience in ancient Greece or Rome, but The Iliad and The Aeneid still speak to me. I have never set foot in Middle-earth, but it seems more real to me in some ways than South Ossetia, though I would never argue, obviously, that one is real and the other isn’t.

Still, the question of real and fake gets raised by this question and never satisfactorily answered, as it hasn’t been in literature or philosophy. Patrick writes, “I read to know the world, in particular the human world, even to celebrate it, not to slum in another.” To my mind, we’re not slumming it in another world, but sharpening our sense of this one through contrast in a subsidiary world, both part of and separate from ours. Fantasy is where the imagination can run wilder than it can in reality, and it is another configuration of reality in the mind, a separate microworld that breaks off from the main world in the mind of its holder. Think of it as an extension of the multiverse or parallel universe theories, only with fantasy itself as another world that mirrors ours. Those mirrors sometimes distort for effect, and if realism is a standard mirror, fantasy is the one that stretches, contorts, and makes us wonder at what we really think of ourselves. The best fantasy novels have rules of their own, some of which can be bent, and others broken, as they say in The Matrix. See our world in fantasy and fantasy in our world. Umberto Eco writes in Reflections on The Name of the Rose:

And so the Middle Ages have remained, if not profession, my hobby—and a constant temptation: I see the period everywhere, transparently overlaying my daily concerns, which do not look medieval, though they are.

As said by Burlingame in The Sot-Weed Factor, “I grew so enchanted by the great Manchegan [Don Quixote] and his faithful squire as to lose all track of time and was rebuked by Captain Salmon for reporting late to the cook.” At its best, fantasy has this effect, almost as drugs or sex are wont to do. I think there’s a reason why children and teenagers are often drawn to fantasy, as it offers an relatively safe and accessible outlet for young people who feel powerless and constrained, or feel perceived constraint from parents and society. Another world offers solace and meaning, as it offers others symbolism and power. These sensations go far back in cultural time: some aspect of fantasy or fantastical journeys exist in numerous cultures, as Joseph Campbell argues in The Hero With a Thousand Faces. Most of them and us are not Don Quixotes, who asks if we have “[…] read the annals and the histories of the England that treat of the famous exploits of King Arthur […]” The mistaken belief in fantasy as genuine reality is ridiculous, but the belief that we can see aspects of reality in fantasy is not. The prologue to Don Quixote more lays out the case for fantasy, and, more abstractly, literature itself:

Let it be your aim that, by reading your story, the melancholy may be moved to laughter and the cheerful man made merrier still; let the simple not be bored, but may the clever admire your originality; let the grave ones not despise you, but let the prudent praise you.

One could also say, let the adolescent find a way forward and the adult meaning in experience, and let a strong story exist for the literal and subtle metaphors and symbols for the intellectual. Only very good fantasy, like Philip Pullman’s His Dark Materials trilogy, accomplishes these lofty goals, but only very few works of fiction pass the hundred year test and become that strange beast we call literature.

Defending fantasy and science fiction as literature might be odd given my lament in Science Fiction, literature, and the haters. But I only wrote that post because both cause pain when they fail to live up to literature’s ideals and their own possibility. One of my favorite passages from any book occurs when Tomás and a Martian encounter one another in Ray Bradbury’s The Martian Chronicles:

“Let us agree to disagree,” said the Martian. “What does it matter who is Past or Future, if we are both alive, for what follows will follow, tomorrow or in ten thousand years. How do you know that those temples are not the temples of your own civilization one hundred centuries from now, tumbled and broken?”

Later, a character says, “If you can’t have the reality, a dream is just as good.” A dream isn’t, but it’s something, and inevitably leads us back toward reality, which leads us back to imagination in an endless circle of blending into different forms and shapes.

Fantasy and its cousin, science fiction, along with their forefather, Romance, are tastes not shared by all. Patrick avoids slamming fantasy to the extent he can given his dislike, and he flees that “ideologically rigid sack of theories.” I’ve tried to give as supple a theory and explanation as I can for the pleasures of fantasy done well, as the genre has long suffered disrespect it shouldn’t. One of the best essays on the subject is still Tolkien’s “On Faerie Stories,” which can be found in the collection The Tolkien Reader. This essay derives and and applies ideas from Tolkien’s work, which is still as complete a defense and analysis of the genre.


EDIT: See an addendum here.

Entertainment and the novel

“Entertaining” is often thrown around and almost never defined, and its implicit definitions have assumed such a plethora of meanings that I’m not sure it still has any meaning, like a symbol so overloaded—the white whale, roses—that it collapses under its epistemological baggage. The issue arises because some correspondents and one commenter in Science Fiction, literature, and the haters wrote about it; the commenter says of science fiction readers:

They are looking for entertainment–space opera–and not a metaphysical journey. Just my 2 cents worth, adjusted for the cost of living since the expression first appeared.

Maybe: but what does “entertainment” mean in this context? Or in the context of any novel or work of art? Does it mean novelty? Continuity? Plot? Structure? Or some combination thereof? As one interrogates what entertaining means, one gets closer and closer to being a critic. Most of the usage about it seems to imply that challenging or unusual novels aren’t entertaining, or at least aren’t as entertaining as those novels that seem to dominate bestseller lists like locusts dominating a field of grass. Umberto Eco gives his thoughts Reflections on The Name of the Rose (which is only apparently available, and used at that, in the UK):

The reader should learn something either about the world or about language: this difference distinguishes various narrative poetics, but the point remains the same. The ideal reader of Finnegans Wake must, finally, enjoy himself as much as the reader of Erle Stanley Gardner. Exactly as much, but in a different way.

Now, the concept of amusement is historical. There are different means of amusing and of being amused for every season in the history of the novel. Unquestionably, the modern novel has sought to diminish amusement resulting from the plot in order to enhance other kinds of amusement. As a greater admirer of Aristotle’s Poetics, I have always thought that, no matter what, a novel must also—especially—amuse through its plot.

There is no question that if a novel is amusing, it wins the approval of the public. Now, for a certain period, it was thought that this approval was a bad sign: if a novel was popular, this was because it said nothing new and gave the public only what the public was already expecting.

I believe, however, that to say, “If a novel gives the reader what he was expected, it becomes popular,” is different from saying, “If a novel is popular, this is because it gives the reader what he was expected of it.”

The second statement is not always true.

Perhaps, but what of a novel with a strong plot expressed in unusual ways, like Ulysses? And even then, what is the difference between a “strong” and “weak” plot? The more I try to imagine how I would define them, the more they slip through my hands.

Elsewhere, Nigel Beale says a good book needs:

1) to find and revel in funny, beautiful, thought-provoking phrases, 2) dwell on profound paragraphs that contain useful truths about life and human nature, 3) lose myself in the lives of exceptional characters.

I’m not sure if that counts as entertaining or not, and, if so, why it does and others don’t. It also gels with Eco’s comment about modern literature decoupling entertainment from plot. Some novels I love don’t have much of Beale’s second criteria, or at least not explicitly—like Elmore Leonard, for example. And is a character exceptional for what the person does (explorer, astronaut, spy?) or for how the person is described (like Marilyn Robinson or Tom Perrotta’s novels).

Entertainment also seems to drift with experience: what I found entertaining at 12—like Robert Heinlein—I can’t or can barely read now, and what I like now—such as To The Lighthouse—I wouldn’t have accepted then. For me, entertainment involves novelty in language and content, and the more I read, the harder that becomes to achieve, and so for prolific readers (or, I suspect, watchers of movies), one has to search harder and harder for the genuinely novel. Demands grow higher, perhaps helping to open the supposed rift between high and low, or elite and mass, culture. When entertainment is cited as a factor of pleasure or not, I think many of those who use it are talking past one another, and without turning this into a philosophical discussion—too many of those turn into word battles, as Paul Graham says at that link: “Wittgenstein is popularly credited with the idea that most philosophical controversies are due to confusions over language.” Richard Rorty deals with the same issue less pejoratively in Contingency, Irony, and Solidarity. Those who would talk about entertainment should also be ready to talk about what they mean, but it appears too few are.

J.K. Rowling, sexism, and literary merit

Colleen Lindsay’s The Swivet is worth reading, and from it comes an article about women in science fiction and fantasy that uses Harry Potter as a launching pad to argue that sexism animates some attacks on Harry Potter and female science fiction and fantasy authors more generally. I don’t think it motivates Bloom’s criticism of Harry Potter, and it certainly doesn’t motivate mine. The first two novels, which I read, weren’t all very good because they were cliché-laden and deprived of magic sentences. Why they’re so much more popular than the rest of the voluminous fantasy pile is unclear, and I attribute it to the vagaries and mysteries of books and place. Alas, some attackers of Rowling are fools, like at least one Harvard student:

Writing in the university paper, the Harvard Crimson, student Adam Goldenberg rips into Rowling as “a flash in the pan”, “a petty pop culture personality” who “tricked parents into letting their kids read books filled with sex, murder, and homosexual role models”. Furthermore, “writing bedtime stories is lame”.

One can, however, reach the right conclusion—that Harry Potter isn’t very good—using faulty reasoning, and just because someone uses faulty reasoning doesn’t mean their conclusion is incorrect in and of itself. If the article wanted to make a larger point not by citing Harry Potter, but one of the less-known female fantasy writers it deals with in the fourth paragraph—none of whom I know well enough to comment on.

I suppose that, being male, my argument could somehow be latent sexism emerging, though it seems unlikely given that one of the greatest fantasy, science, and speculative fiction writers of all time is Ursula K. Le Guin, who I used as an example of one of the few transcendent science fiction writers. Jane Smiley is one of my favorite modern writers—her work is uneven, but Moo and A Thousand Acres are excellent—and Flannery O’Connor’s short stories and novellas are masterpieces. Perhaps the “subtle mechanism” described only applies to fantasy and science fiction, but even there I’m not sure it’s truly at work, and separating where the many legitimate attacks on Rowling end and the possible sexism begins isn’t an easy task. Because there are so many legitimate attacks to be made, I’m not sure it can be done save through critics aren’t all that serious in the first place.

As long Rowling is in the air, I will give her credit for her commencement speech at Harvard, which has gotten a tremendous amount of deserved attention in blogs and the media: it’s funny and deep, while the temptation to keep throwing on positive adjectives is difficult to resist. I only wish Harry Potter had been up to the standards of that speech, in which case this post wouldn’t have been written.

Literature and science fiction redux, with taste as a bonus

Science Fiction, literature, and the haters spawned great comments and e-mails, including responses from both the agents I referenced. The one who gave a minimum word count said that the agency he and a partner founded is relatively new, and the advice regarding word count and sequels comes from editors, and until they have more experience, they’re hewing to those guidelines. The other agent said that calling Pearle Transit “too literary” was a poor choice of words and that, although he admired aspects of it, the novel didn’t get him excited. Both replies, in other words, were reasonable and show that the agents care. Other would-be authors might want to take note: rejection is rarely as personal as it might seem. In addition, I’m reminded of this passage from Orwell, who discussed the problems with book reviewing:

[…] the chances are that eleven out of the twelve books will fail to rouse in [the reviewer] the faintest spark of interest. They are not more than ordinarily bad, they are merely neutral, lifeless, and pointless. If he were not paid to do so he would never read a line of any of them, and in nearly every care the only truthful review he could write would be: “This book inspires in me no thoughts whatever.”

Most agents probably feel like that about most books. I just wrote a post expressing how Doctor Faustus roused nothing it me, though I perceive its technical merits. The latter can’t even be said of A Confederacy of Dunces, though it’s widely admired.

In other reactions, several people, including Big Dumb Object and agent Colleen Lindsay, pointed out the Clarke Awards shortlists. Thanks for the tip, and I’ll be reading some of them, although 2008 winner Richard Morgan’s first book, Altered Carbon, embodied some of the negative qualities discussed in my post. Still, very few authors write first books that are their best, and Thirteen is in my queue. I also noticed that Cryptonomicon was on the shortlist for 2000, but it’s not really science fiction.

One other thing I noted was the absence of any correspondents who said, “This is a great book that deserves a spot in the literary pantheon.” Likewise, I’d hoped for citations or links to essays that get deep inside great books. Where is the James Wood (see here too) of science fiction? Perhaps he already exists in Stanislaw Lem—his book Microworlds should arrive soon—but if the genre has as much material as some of the commenters and e-mailers say, it should also have its great critics. To paraphrase Saul Bellow without his racial connotations, I’d love to read them.

One commenter went in the opposite direction and said: “The reason as I see it that almost all science fiction writing falls short of literary merit is that its audience wants it that way.” I’m not convinced: although I pointed out a general trend toward the lack of literary merit in science fiction, it’s a law, and if it is, I’m wary of making correlation into causation. Furthermore, plenty of bad literary fiction exists, just like bad science fiction—but the literary canon pushes the upper bounds of knowledge and language in ways and volumes that science fiction hasn’t, at least to my knowledge so far. That’s in part why I’m writing these posts: it’s a process of searching, and I’m trying not to assume the very opinions I’m asking about it.

A few correspondents wrote that I had no idea what I was talking about and, implicitly, that there is no such thing as literary merit. I suppose both are possible, but they seem highly improbable; stating that there is an element of opinion in every artistic judgment is not the same as believing that every opinion is the same, and I also referred those writers to the “big three” books I’d mentioned about art and writing, which are the best reflections on what makes great literature and what makes great literature great I’ve found. Milan Kundera’s The Art of the Novel belongs there too. Alas, there is no short checklist that can be easily explained, and so the stack of reading necessary to really enter this conversation is intimidatingly high, and many of the accusers do not appear to have done it; such correspondents might not see the river because they’re in a valley and don’t have the fortitude to climb the mountain. Granted, at the top of the mountain they might look in the opposite direction I do, in which case I’d like to hear their opinions. Along these “everything is relative” lines, I once argued to a professor that Shakespeare and Joyce were way overrated and only read for historical reasons and because other people had read them.

Oh, how I want to take that back.

In Richard Feynman’s hilarious Surely You’re Joking, Mr. Feynman!, he writes about his lessons in art and his visit to the Sistine Chapel, when he recognizes the masterpieces and the lesser works without a guide:

This was a terrific excitement to me, that I also could tell the difference between a beautiful work of art and one that’s not, without being able to define it. As a scientist you always think you know what you’re doing, so you tend to distrust the artist who says, “It’s great,” or “It’s no good,” and then is not able to explain why, as Jerry did with those drawings I took him. But here I was, sunk: I could do it too!*

To be sure, there is an element of opinion in virtually any form of art and criticism, and just as there is in some fields more scientific: in economics, should we value making the resource pie larger through public policy like lower tax rates and flatter tax rates, or should we try and distribute what we have more evenly? Nonetheless, some people simply know much more about the trade-offs involved, and by the same token, some know far more about books and literature than others. The closer you get to hard sciences that are describing rather than interpreting the world—math, physics, chemistry, and the like—the farther you get from pure opinion, but as soon as you reach the application phase, judgment calls arise again: what would be more useful to sell—product derived from X or from Y? What would be a more useful use of physicists during World War II: having them build mechanical calculators and the like, or having them work on the atomic bomb? Someone had to make those decisions, and they’re closer in some respects to artistic choices than to ones regarding proof and experimentation.

In art and literature, there aren’t experiments, but taste exists. Not everyone’s is the same but not everyone’s is equal, either. Mine is well-developed enough to have some opinions of at least some validity, I hope, and I’m looking for others who can say the same, and who know something of science fiction—hence my appreciation of those who pointed out the Clarke Awards and made other suggestions. If I read through the Clarke books and decide I’m wrong, you’ll probably hear about it in a year or two. Although I’m not a scientist, I do have interest in all intellectually honest fields and all intellectually honest practitioners in those fields, and so I turn again to Feynman, who described what he wants to instill in Caltech grads and what they should inculcate in themselves: “It’s a kind of scientific integrity, a principle of scientific thought that corresponds to a kind of utter honesty—a kind of leaning over backwards.” Literary critics should hold themselves to the same standards, and I strive to. How well I succeed I will leave to others to argue.


* Although I quote poetry sometimes, I almost never analyze it here because I’m like the person without a real sense of what great visual art is: not having read widely and deeply enough in poetry to have developed my sense for what makes it bad, mediocre, good, and great poetry, I’m mostly silent, though appreciative.


EDIT: Added Feynman quote to the last paragraph.

Science Fiction, literature, and the haters

Why does so little science fiction rise to the standards of literary fiction?

This question arose from two overlapping events. The first came from reading Day of the Triffids (link goes to my post); although I don’t remember how I came to the book, someone must’ve recommended it on a blog or newspaper in compelling enough terms for me to buy it. Its weaknesses, as discussed in the post, brought up science fiction and its relation to the larger book world.

The second event arose from a science fiction novel I wrote called Pearle Transit that I’ve been submitting to agents. It’s based on Conrad’s Heart of Darkness—think, on a superficial level, “Heart of Darkness in space.” Two replies stand out: one came from an agent who said he found the idea intriguing but that science fiction novels must be at least 100,000 words long and have sequels already started. “Wow,” I thought. How many great literary novels have enough narrative force and character drive for sequels? The answer that came immediately to mind was “zero,” and after reflection and consultation with friends I still can’t find any. Most novels expend all their ideas at once, and to keep going would be like wearing a shirt that fades from too many washes. Even in science fiction, very few if any series maintain their momentum over time; think of how awful the Dune books rapidly became, or Arthur C. Clarke’s Rama series. A few novels can make it as multiple-part works, but most of those were conceived of and executed as a single work, like Dan Simmons’ Hyperion or Tolkien’s The Lord of the Rings (more on those later).

The minimum word count bothers me too. It’s not possible for Pearle Transit to be stretched beyond its present size without destroying what makes it coherent and, I hope, good. By its nature it is supposed to be taunt, and much as a 120-pound person cannot be safely made into a 240-pound person, Pearle Transit can’t be engorged without making it like the bloated star that sets its opening scene. If the market reality is that such books can’t or won’t sell, I begin to tie the quality of the science fiction I’ve read together with the system that produces it. Heart of Darkness—forerunner to modernism and one of the deepest and most mysterious novels I’ve read—had only about 40,000 words. In those 40,000 words, it contains more than the vast majority of novels I’ve read with four times as many. The Great Gatsby isn’t very long either—60,000 words, perhaps?—and yet by the standards of contemporary science fiction, apparently neither would be publishable. If this is true, then the production system for science fiction might be harming the ability of writers to produce fiction at the highest possible level.

The other rejection came from an agent who read the entire manuscript. He said he liked it and thought the writing was sharp—an adjective I’ve seen before in rejection letters—but that it was “too literary” and shouldn’t be as “complex.” It can’t bode well for science fiction in general if its gatekeepers are allergic to the idea of literariness, that ineffable quality that haunts this post even as I don’t or can’t define it. To be sure, it’s possible that the agent who called Pearle Transit “too literary” was being nice or using a euphemism and really saying he thought it was boring, or stuffy, or something to that effect, but even if he was, I still think his word choice is illustrative.

The two rejection letters and the literary quality of Day of the Triffids show specific examples of a general phenomenon regarding science fiction. It’s unfortunate that the entire genre gets tarred as junk by some critics and readers when in reality it’s not entirely junk—if it were, I wouldn’t write a long essay describing it. I have a theory as to why science fiction often gets labeled as junk: it values other qualities than aesthetic novelty/skill and deep characterization. It’s more concerned with ideas rather than how ideas are expressed, while the greatest literary fiction sees ideas and their expression as inextricably linked. At the same time, though, I think that science fiction’s defenders might bring on the literary snobs’ ire by doing things like calling them literary snobs when many aren’t actually snobs, but just have standards that science fiction too infrequently reaches in part for the reason I just stated. This is also why, I suspect, science fiction has trouble achieving the critical and academic recognition it should probably have, especially given its larger impact on the culture. I’m one of the defenders of good writing being good writing regardless of where it comes from, but the more science fiction I read, the more I realize so much of it just doesn’t have the skill in narrative, detail, character, sympathy and complexity, language, and dialog that readers of literary fiction demand. I still like a lot of science fiction, but most of it now causes me to roll my eyes and skip pages: characters have no life, the books have no lifeness, clichés abound, and strong setups devolve into variations on cowboys and indians.

There are very significant exceptions, as I said regarding Day of the Triffids:

The only science fiction novels I’m aware of that could stand on their own as a literary achievement is Stanislaw Lem’s Solaris and Ursula K. Le Guin’s The Left Hand of Darkness. Some others are serviceable and worthwhile, like Dan Simmons’ Hyperion, Frank Herbert’s Dune, Robert Heinlein’s Stranger in a Strange Land, William Gibson’s Neuromancer, Walter Michael Miller’s A Canticle for Leibowitz, and Philip K. Dick’s better novels. But none are great novels, though Gibson comes closest, and while I don’t think the genre is incapable of housing real greatness, the relative lack of literary merit gives me pause when I continue searching for satisfying science fiction.

Jason Fisher of Lingwë – Musings of a Fish wrote an e-mail pointing out that Brave New World, 1984, and Fahrenheit 451 probably belong in the “exception” category too. I agree, as long as they’re fully included in the science fiction umbrealla—while Orwell and Huxley were kind of writing science fiction, their books were much closer to the traditions of allegory and satire, even if they happened to use some of science fiction’s trappings. Someone like Stanislaw Lem or Le Guin, on the other hand, produced genuine science fiction. Bradbury I’d forgotten about, but it’s been too long since I read his books to judge them. Granted, this argument might turn into boundary dispute regarding what’s science fiction and what isn’t, but I think there is something to be said for the science fiction that’s grounded solidly in the “science” as in the technological future world, whereas I see Orwell, especially, and Huxley, to a lesser extent, as being closer to something like Gulliver’s Travels.

Typing “Top science fiction novels” in Google reveals lists like these: the top 50 science fiction novels, the top fifteen great science fiction books, and the top 100 sci-fi books (never mind that some science fiction writers and readers hate the term sci-fi for reasons that are still unclear to me). Most of the novels on those lists don’t meet conventional—an inappropriate word, given that great literature is by definition unconventional—literary standards, with the exceptions already mentioned. Dan Simmons’ Hyperion gets close—very close—but still has that “not quite” feeling.

That Michael Crichton gets on any lists is a bad sign: the best review I’ve seen of his wildly popular and equally wildly uneven, and usually bad, work is in Martin Amis’ The War Against Cliché, when he praises Crichton at his best as “a blend of Stephen Jay Gould and Agatha Christie” and then discusses what’s wrong in the context of The Lost World, but it could be transposed to most of his Crichton’s novels:

The job of characterization has been delegated to two or three thrashed and downtrodden adverbs. ‘Dodgson shook his head irritably’; ‘ “Handle what?” Dodgson said irritably.’ So Dodgson is irritable. But ‘ “I tell you it’s fine,” Levine said irritably.’ ‘Levine got up irritably.’ So Levine is irritable too. ‘Malcolm stared forward gloomily.’ ‘ “We shouldn’t have the kids here,” said Malcolm gloomily.’ Malcolm seems to own ‘gloomily’; but then you irritably notice that Rossiter is behaving ‘gloomily’ too, and gloomily discover that Malcolm is behaving ‘irritably.’ Forget about ‘tensely’ and ‘grimly’ for now. And don’t get me started on ‘thoughtfully.’

So many science fiction novels suffer from the same problems: adverbs that proliferate like triffids, characters who are more alive silent than when they speak, and descriptions that deserve the Amis treatment, above.

Even Philip K. Dick, who aspired to be a literary writer prior to turning to science fiction, gets mixed notices, which Adam Gopnik explores in the New Yorker:

As an adult reader coming back to Dick, you start off in a state of renewed wonder and then find yourself thumbing ahead to see how much farther you are going to have to go. At the end of a Dick marathon, you end up admiring every one of his conceits and not a single one of his sentences. His facility is amazing. He once wrote eleven novels in a twenty-four-month stretch. But one thing you have to have done in order to write eleven novels in two years is not to have written any of them twice.

That’s probably why Dick’s reputation as a serious writer, like Poe’s, has always been higher in France, where the sentences aren’t read as they were written. And his paint-by-numbers prose is ideally suited for the movies. The last monologue in “Blade Runner” (“All those moments will be lost in time like tears in rain. Time to die”), improvised by Rutger Hauer on the set that day, has a pathos that the book achieves only in design, intellectually, because the movie speech is spoken by a recognizable person, dressed up as a robot, where Dick’s characters tend to be robots dressed up as people.

Gopnik is right. Dick himself wrote How to Build a Universe That Doesn’t Fall Apart Two Days Later, which Jason sent me. It’s a wonderful essay more about ideas and coherency than skill in conveying ideas through words. It’s hard to imagine him writing something like Kundera’s The Art of the Novel or E.M. Forster’s Aspects of the Novel. Maybe Aspects of the Science Fiction Novel, but that cordons science fiction from the greater literary sphere. I dislike the cordon, and yet the more I realize regarding what science fiction seems to value and what literary fiction seems to value, the more I wonder if it’s really undesirable. In his essay, Dick is ready to join literary writers when he says: “The problem is simply this: What does a science fiction writer know about? On what topic is he an authority?” I read much bemoaning of what place, if any, the author has in times of national strife, like 9/11. The answer seemed to be, “not much.” So Dick has something in common with literary authors. In his essay, however, Dick proceeds on a metaphysical binge rather than the deeper realms of what makes great fiction, as James Wood does in How Fiction Works, or Jane Smiley does in 13 Ways of Looking at the Novel, or Francine Prose does in Reading like a Writer. He writes with great verve and depth about the nature of reality, our place in it, and societal problems—but he doesn’t handle aesthetic problems or people as manifestations of those problems well. Characters come off as manifestations of problems instead of people, which is another way of saying what Gopnik did.

Other writers, like Roger Zelazny in the first section of The Great Book of Amber, is more bad than good, and his writing is frequently irritating for its James Bond tone in passages like this:

I forced my mind back to the accident, dwelled upon it till my head hurt. It was no accident. I had that impression, though I didn’t know why. I would find out, and someone would pay. Very, very much would they pay. An anger, a terrible one, flared within the middle of my body.

The lack of a conjunction between “accident” and “dwelled” doesn’t work here and is jarring, along with the running together of the sounds “it” and “till,” especially when followed by the alliteration of “head hurt.” Finally, the endlessly repeated action-hero trope of “someone would pay,” is expressed exactly the same as it has been thousands if not millions of times before. Occasionally Zelazny wanders in the land of exquisite, terse writing, almost by accident, as when he says: “The night was bargaining weakly with the sun.”

I’ve discussed a few of the novels that appear on those top science fiction lists and I’ve read most of them, although some, I admit, not recently. I like many though love few and suspect I would like far fewer had I not read them in that formative period where novelty is much easier to achieve simply because you haven’t read all that much relative to how much you will. I think there is also something in the modern adolescent temperament that science fiction and fantasy appeals to: the idea that you’re being held back and oppressed and that with time you will acquire devices or skills that lend you great power to overcome forces that seem to be evil. Later, unfortunately, you discover that those forces are not so much malicious as incompetent and lazy and that the structure of the world is very hard to change; what those novels often don’t show is how the heroic quest is symbolic in the real world not of battling demons but of study, thought, and work. As Paul Graham says:

But if a kid asks you “Is there a God?” or “What’s a prostitute?” you’ll probably say “Ask your parents.”

Since we all agree [about lies to tell kids and forbidden questions], kids see few cracks in the view of the world presented to them. The biggest disagreements are between parents and schools, but even those are small. Schools are careful what they say about controversial topics, and if they do contradict what parents want their kids to believe, parents either pressure the school into keeping quiet or move their kids to a new school.

The conspiracy is so thorough that most kids who discover it do so only by discovering internal contradictions in what they’re told. It can be traumatic for the ones who wake up during the operation.

[…]

I remember that feeling. By 15 I was convinced the world was corrupt from end to end. That’s why movies like The Matrix have such resonance. Every kid grows up in a fake world. In a way it would be easier if the forces behind it were as clearly differentiated as a bunch of evil machines, and one could make a clean break just by taking a pill.

And when you’re 15, you also have a lower threshold for art because, at least in the United States, most 15-year-olds aren’t all that well-formed and haven’t experience much; hell, I’m 24 and still don’t feel all that well-formed. Still, if you get someone with plots about breaking through the surface world into some other world underneath, you’re going to speak, in many cases, much more convincingly to 15-year-olds than you are to disgruntled adults who have the freedom to seek whatever they think the truth of the world is and choose not to exercise it, or who are responsible for keeping those 15-year-old dreamers fed and going to school on time. I’ve left out a small but very important group of adults who are still dreaming of greatness and trying to pierce the veil of reality, but I suspect they are entirely too small a group, and those who might join it are often invested in ideologies or systems or other simplifiers of what is a world too complex to explain through simple chants, or what Alain Badiou calls simulacrum and betrayal in his book Ethics: An Essay on the Understanding of Evil.

I still like Heinlein’s Stranger in a Strange Land, and I still appreciate some of the criticisms he directed at judgmental society. But if I read him for the first time today, I would’ve already encountered his ideas, and there wouldn’t be the depth of characterization or the skill in writing to carry me through. Then, it seemed original, and I wasn’t old enough to perceive Stranger’s paper-thin chatter masquerading as philosophy. Even Brave New World, for all its virtues, has some of those problems, as when the savage discusses Shakespeare.

This essay discusses science fiction, but its sister, fantasy, suffers from some of the same problems, which I alluded to in my review of The Name of the Wind and The Daughter of the Empire. In contrast to those writers, Tolkien gets deeper and stronger as you get older and more sophisticated, and I suspect Lord of the Rings is a well that will never run dry. First-rate fantasy seems to pop up more often than science fiction—here I’m thinking of Le Guin with Earthsea, or Philip Pullman with His Dark Materials. Even then, it’s still common for writers to churn out elements in different configurations instead of trying, like Paul Muad’Dib in Dune, to break the nature of the genre publishing system itself. How ironic that a genre dedicated to transcending the scrim of reality relies on endless repetition of its core language and features.

After almost 3,000 words, I’ve described a problem, diagnosed some of its causes, shown some ways it operates, but not come to any conclusions. I’m not sure any exist, given the marketplace and reader incentives involved with both the production and consumption of science fiction. And if there is a solution, I hope readers of this are looking for it, and that I can be a part.


EDIT: A follow-up post deals with some of the issues raised in the comments and via e-mail.

Day of the Triffids — John Wyndham

John Wyndham’s The Day of the Triffids is another early post apocalyptic novels that’s more interesting as a historical curiosity than for aesthetic merit. It suffers from many of science fiction’s deficiencies in terms of writing quality and characterization. These problems might stem in part from science fiction’s focus on novelty in plot, technology, and world, rather than in linguistic or cultural achievement; perhaps fiction is innovative either in what it says or how it says only seldom both. The only science fiction novels I’m aware of that could stand on their own as a literary achievement is Stanislaw Lem’s Solaris and Ursula K. Le Guin’s The Left Hand of Darkness. Some others are serviceable and worthwhile, like Dan Simmons’ Hyperion, Frank Herbert’s Dune, Robert Heinlein’s Stranger in a Strange Land, William Gibson’s Neuromancer, Walter Michael Miller’s A Canticle for Leibowitz, and Philip K. Dick’s better novels. But none are great novels, though Gibson comes closest, and while I don’t think the genre is incapable of housing real greatness, the relative lack of literary worth gives me pause when I continue searching for satisfying science fiction.

This long introduction is designed to put The Day of the Triffids in a context it doesn’t transcend. The plot begins with a fantastic meteor shower that strikes all who watch it blind combined with the invasion of an insidious species known as triffids, which kill anyone within a few feet via a stinging lash. These walking carnivorous plants become symbolic repositories for our fears and our collective inability to see what’s in front of our faces; as Bill Masen, the overly prim and competent protagonist observes, ” ‘There’s a kind of conspiracy not to believe things about triffids.’ ” There is, and I felt some horror as I learned more about them, but it was an overly familiar feeling from all those end-of-the-world stories: George Stewart’s Earth Abides, which predates The Day of the Triffids by two years, the aforementioned A Canticle for Leibowitz, Larry Niven’s Lucifer’s Hammer, and even Stephen King’s The Stand. Except for A Canticle for Leibowitz, they all share the same styles, themes, and motifs concerning humanity’s capacity for darkness and ignorance (“Horrible alien things which some of us had somehow created, and which the rest of us, in our careless greed, had cultured all over the world,” we learn in The Day of the Triffids. Notice the lack of subject or article at the beginning of the sentence, where it seems that one or both should appear). I just wish there were more originality in this, although to be fair Earth Abides and The Day of the Triffids are forerunners to the later developments in the sub-genre of apocalyptic stories.

As in many such works, Bill Masen is little more advanced emotionally and intellectually than the nameless narrator of H.G. Wells’ The War of the Worlds. A curious mixture of competence, chivalry, and sexism, Bill Masen wants to protect his women and while keeping them, you know, in their role. Still, to his credit he thinks about a ten-year-old, “[…] the world in which she was going to grow up would have little use for the overniceties and euphemisms that I had learned as a child […]” Still, he’s not perceptive enough to think that perhaps those “niceties” aren’t of use in the current world, as Paul Graham cogently argues. “[His] quest was personal,” although that quest is just to find a girl he randomly encountered, and even then it feels not so much personal as generic and something expected by a certain type of society. I sometimes feel the same way when closing time approaches at a bar. Augie March is on a personal quest, but Bill Masen, alas, is not.

Elsewhere, he almost verges on something vaguely resembling insight when he says that, “There is an inability to sustain the tragic mood, a phoenix quality of the mind. It may be helpful or harmful, it is just a part of the will to survive—yet, also, it has made it possible for us to engage in one weakening war after another.” Maybe so, but even here the awkwardness of the writing, with the disjointedness created by the first comma in both sentences, weakens the sense of flow and as a result the sentiment that is being expressed. And yet his fundamental argument about the resilience of humanity is not a bad one, even if it is not expressed well, and I would’ve liked for more on the subject.

As I said, The Day of the Triffids is most interesting as a historical document: Cold War symbolism abounds, and as disaster befalls England one girl “[…] had an utterly unshakeable conviction that nothing serious could have happened to America, and that it was only a matter of holding out for a while until the Americans arrived to put everything in order.” Contrast this belief with what Fareed Zakaria persuasively argues about the views of America abroad in The Post-American World. In Day of the Triffids, this exchange takes place a few pages after the first quote:

“Try to imagine a world in which there aren’t any Americans—can you do that?”
The girl stared at him.
“But there must be,” she said.
[…]
“There won’t always be those stores. The way I see it, we’ve been given a flying start in a new kind of world.”

Although the girl who believes in America is presented as a fool, it’s still nice to imagine that this sentiment was reasonably widespread during the Cold War. I remain hopeful and perhaps even confident, like Zakaria in The Post-American World, that it will be again in the near future. In the meantime, Day of the Triffids remains dead history rather than living fiction that still speaks loudly to us today, as great literature does.