David Shields’ Reality Hunger and James Wood’s philosophy of fiction

In describing novels from the first half of the 19th Century, David Shields writes in Reality Hunger: A Manifesto that “All the technical elements of narrative—the systematic use of the past tense and the third person, the unconditional adoption of chronological development, linear plots, the regular trajectory of the passions, the impulse of each episode toward a conclusion, etc.—tended to impose the image of a stable, coherent, continuous, unequivocal, entirely decipherable universe.”

I’m not so sure; the more interesting novels didn’t necessarily have “the unconditional adoption of chronological development” or the other features Shields ascribes to them. Caleb Williams is the most obvious example I can immediately cite: the murderers aren’t really punished in it and madness is perpetual. Gothic fiction of the 19th Century had a highly subversive quality that didn’t feature “the regular trajectory of the passions.” To my mind, the novel has always had unsettling features and an unsettling effect on society, producing change even when that change isn’t immediately measurable or apparent, or when we can’t get away from the fundamental constraints of first- or third-person narration. Maybe I should develop this thought more: but Shields doesn’t in Reality Hunger, so maybe innuendo ought to be enough for me too.

Shields is very good at making provocative arguments and less good at making those arguments hold up under scrutiny. He says, “The creators of characters, in the traditional sense, no longer manage to offer us anything more than puppets in which they themselves have ceased to believe.” Really? I believe if the author is good enough. And I construct coherence where it sometimes appears to be lacking. Although I’m aware that I can’t shake hands with David Kepesh of The Professor of Desire, he and the characters around him feel like “more than puppets” in which Roth has ceased to believe.

Shields wants something made new. Don’t we all? Don’t we all want to throw off dead convention? Alas: few of us know how to successfully, and that word “successfully” is especially important. You could write a novel that systematically eschews whatever system you think the novel imposes (this is the basic idea behind the anti-novel), but most people probably won’t like it—a point that I’ll come back to. We won’t like it because it won’t seem real. Most of us have ideas about reality that are informed by some combination of lived experience and cultural conditioning. That culture shifts over time. Shields starts Reality Hunger with a premise that is probably less contentious than much of the rest of the manifesto: “Every artistic movement from the beginning of time is an attempt to figure out a way to smuggle more of what the artist thinks is reality into the work of art.” I can believe this, though I suspect that artists begin getting antsy when you try to pin them down on what reality is: I would call it this thing we all appear to live in but that no one can quite represent adequately.

That includes Shields. Reality Hunger doesn’t feel as new as it should; it feels more like a list of N things. It’s frustrating even when it makes one think. Shields says, “Culture and commercial languages invade us 24/7.” But “commercial languages” only invade us because we let them: TV seems like the main purveyor, and if we turn it off, we’ll probably cut most of the advertising from our lives. If “commercial languages” are invading my life to the extent I’d choose the word “invade,” I’m not aware of it, partially because I conspicuously avoid those languages. Shields says, “I try not to watch reality TV, but it happens anyway.” This is remarkable: I’ve never met anyone who’s tried not to watch reality TV and then been forced to, or had reality TV happen to them, like a car accident or freak weather.

Still, we need to think about how we experience the world and depict it, since that helps us make sense of the world. For me, the novel is the genre that does this best, especially when it bursts its perceived bounds in particularly productive ways. I can’t define those ways with any rigor, but the novel has far more going on than its worst and best critics imagine.

Both the worst and best critics tend to float around the concept of reality. To use Luc Sante’s description in “The Fiction of Memory,” a review of Reality Hunger:

The novel, for all the exertions of modernism, is by now as formalized and ritualized as a crop ceremony. It no longer reflects actual reality. The essay, on the other hand, is fluid. It is a container made of prose into which you can pour anything. The essay assumes the first person; the novel shies from it, insisting that personal experience be modestly draped.

I’m not sure what a “crop ceremony” is or how the novel is supposed to reflect “actual reality.” Did it ever? What is this thing called reality that the novel is attempting to mirror? Its authenticity or lack thereof has, as far as I know, always been in question. The search for realism is always a search and never a destination, even when we feel that some works are more realistic than others.

Yet Sante and Sheilds are right about the dangers of rigidity; as Andrew Potter writes in The Authenticity Hoax: How We Get Lost Finding Ourselves, “One effect of disenchantment is that pre-existing social relations come to be recognized not as being ordained by the structure of the cosmos, but as human constructs – the product of historical contingencies, evolved power relations, and raw injustices and discriminations.”

Despite this, however, we feel realism—if none of us did, we’d probably stop using the term. Our definitions might blur when we approach a precise definition, but that doesn’t mean something isn’t there.

Sante writes, quoting Shields, that “‘Anything processed by memory is fiction,’ as is any memory shaped into literature.” Maybe: but consider these three statements, if I were to make them to you (keep in mind the context of Reality Hunger, with comments like “Try to make it real—compared to what?”):

Aliens destroyed Seattle in 2004.

I attended Clark University.

Alice said she was sad.

One of them is, to most of us, undoubtedly fiction. One of them is true. The other I made up: no doubt there is an Alice somewhere who has said she is sad, but I don’t know her and made her up for the purposes of example. The second example might be “process by memory,” but I don’t think that makes it fiction, even if I can’t give you a firm, rigorous, absolute definition of where the gap between fact and interpretation begins. Jean Bricmont and Alan Sokal give it a shot in Fashionable Nonsense: “For us, as for most people, a ‘fact’ is a situation in the external world that exists irrespective of the knowledge that we have (or don’t have) of it—in particular, irrespective of any consensus or interpretation.”

They go to observe that scientists actually face some problems of definition that I see as similar to those of literature and realism:

Our answer [as to what makes science] is nuanced. First of all, there are some general (but basically negative) epistemological principles, which go back at least to the seventeenth century: to be skeptical of a priori arguments, revelation, sacred texts, and arguments from authority. Moreover, the experience accumulated during three centuries of scientific practice has given us a series of more-or-less general methodological principles—for example, to replicate experiments, to use controls, to test medicines in double-blind protocols—that can be justified by rational arguments. However, we do not claim that these principles can be codified in a definite way, nor that the list is exhaustive. In other words, there does not exist (at least present) a complete codification rationality, is always an adaptation to a new situation.

They lay out some criteria (beware of “revelation, sacred texts, and arguments from authority”) and “methodological principles” (“replicate experiments”) and then say “we do not claim that these principles can be codified in a definite way.” Neither can the principles of realism. James Wood does as good a job of exploring them as anyone. But I would posit that, despite our inability to pin down realism, either as convention or not, most of us recognize it: when I tell people that I attended Clark University, none have told me that my experience is an artifact of memory, or made up, or that there is no such thing as reality and therefore I didn’t. Such realism might merely be convention or training—or it might be real.

In the first paragraph of his review of Chang-Rae Lee’s The Surrendered, James Wood lays out the parameters of the essential question of literary development or evolution:

Does literature progress, like medicine or engineering? Nabokov seems to have thought so, and pointed out that Tolstoy, unlike Homer, was able to describe childbirth in convincing detail. Yet you could argue the opposite view; after all, no novelist strikes the modern reader as more Homeric than Tolstoy. And Homer does mention Hector’s wife getting a hot bath ready for her husband after a long day of war, and even Achilles, as a baby, spitting up on Phoenix’s shirt. Perhaps it is as absurd to talk about progress in literature as it is to talk about progress in electricity—both are natural resources awaiting different forms of activation. The novel is peculiar in this respect, because while anyone painting today exactly like Courbet, or composing music exactly like Brahms, would be accounted a fraud or a forger, much contemporary fiction borrows the codes and conventions—the basic narrative grammar—of Flaubert or Balzac without essential alteration.

I don’t think literature progresses “like medicine or engineering.” Using medical or engineering knowledge as it stood in 1900 would be extremely unwise if you’re trying to understand the genetic basis of disease or build a computer chip. Papers tend to decay within five to ten years of publication in the sciences.

But I do think literature progresses in some other, less obvious way, as we develop wider ranges of techniques and social constraints allow for wider ranges of subject matter or direct depiction: hence why Nabakov can point out that “Tolstoy, unlike Homer, was able to describe childbirth in convincing detail,” and I can point out that mainstream literature effectively couldn’t depict explicit sexuality until the 20th Century.

While that last statement can be qualified some, it is hard to miss the difference between a group of 19th Century writers like Thackeray, Dickens, Trollope, George Eliot, George Meredith, and Thomas Hardy (who J. Hillis Miller discusses in The Form of Victorian Fiction) and a group of 20th Century writers like D.H. Lawrence, James Joyce, Norman Rush, and A.S. Byatt, who are free to explicitly describe sexual relationships to the extent they see fit and famously use words like “cunt” that simply couldn’t be effectively used in the 19th Century.

In some ways I see literature as closer to math: the quadratic equation doesn’t change with time, but I wouldn’t want to be stuck in a world with only the quadratic equation. Wood gets close to this when he says that “Perhaps it is as absurd to talk about progress in literature as it is to talk about progress in electricity—both are natural resources awaiting different forms of activation.” The word “perhaps” is essential in this sentence: it gives a sense of possibility and realization that we can’t effectively answer the question, however much we might like to. But both question and answer give a sense of some useful parameters for the discussion. Most likely, literature isn’t exactly like anything else, and its development (or not) is a matter as much of the person doing the perceiving and ordering as anything intrinsic to the medium.

I have one more possible quibble with Wood’s description when he says that “the basic narrative grammar—of Flaubert or Balzac without essential alteration.” I wonder if it really hasn’t undergone “essential alteration,” and what would qualify as essential. Novelists like Elmore Leonard, George Higgins, or that Wood favorite Henry Green all feel quite different from Flaubert or Balzac because of how they use dialog to convey ideas. The characters in Tom Perrotta’s Election speak in a much more slangy, informal style than do any in Flaubert or Balzac, so far as I know. Bellow feels more erratic than the 19th Century writers and closer to the psyche, although that might be an artifact of how I’ve been trained by Bellow and writers after Bellow to perceive the novel and the idea of psychological realism. Taken together, however, the writers mentioned make me think that maybe “the basic narrative grammar” has changed for writers who want to adopt new styles. Yes, we’re still stuck with first- and third-person perspectives, but we get books that are heavier on dialog and lighter on formality than their predecessors.

Wood is a great chronicler of what it means to be real: his interrogation of this seemingly simple term runs through the essays collected in The Irresponsible Self: On Laughter and the Novel, The Broken Estate: Essays on Literature and Belief, and, most comprehensively, in the book How Fiction Works. Taken together, they ask how the “basic narrative grammar” of fiction works or has worked up to this point. In setting out some of the guidelines that allow literary fiction to work, Wood is asking novelists to find ways to break those guides in useful and interesting ways. In discussing Reality Hunger, Wood says, “[Shields’] complaints about the tediousness and terminality of current fictional convention are well-taken: it is always a good time to shred formulas.” I agree and doubt many would disagree, but the question is not merely one of “shred[ing] formulas,” but how and why those formulas should be shred. One doesn’t shred the quadratic formula: it works. But one might build on it.

By the same token, we may have this “basic narrative grammar” not because novelists are conformist slackers who don’t care about finding a new way forward: we may have it because it’s the most satisfying or useful way of conveying a story. Although I don’t think this is true, I think it might be true. Maybe most people won’t find major changes to the way we tell stories palatable. Despite modernism and postmodernism, fewer people appear to enjoy the narrative confusion and choppiness of Joyce than do enjoy the streamlined feel of the latest thriller. That doesn’t mean the latter is better than the former—by my values, it’s not—but it does mean that the overall thrust of fiction might remain where it is.

Robert McKee, in his not-very-good-but-useful book Story: Substance, Structure, Style and The Principles of Screenwriting, gives three major kinds of plots, which blend into one another: “arch plots” that are causal in nature and finish their story lines; “mini plots,” which he says are open and “strive for simplicity and economy while retaining enough of the classical […] to satisfy the audience,” and antiplot, which are where absurdism and the like fall.

He says that as one moves “toward the far reaches of Miniplot, Antiplot, and Non-plot, the audience shrinks” (emphasis in original). From there:

The atrophy has nothing to do with quality or lack of it. All three corners of the story triangle gleam with masterworks that the world treasures, pieces of perfection for our imperfect world. Rather, the audience shrinks for this reason: Most human beings believe that life brings closed experiences of absolute, irreversible change; that their greatest sources of conflict are external to themselves; that they are the single and active protagonists of their own existence; that their existence operates through continuous time within a consistent, causally interconnected reality; and that inside this reality events happen for explainable and meaningful reasons.

The connection between this and Wood’s “basic narrative grammar” might appear tenuous, but McKee and Wood are both pointing towards the ways stories are constructed. Wood is more concerned with language; although plot and its expression (whether in language or in video) can’t be separated from one another, they can still be analyzed independently enough of one another to make a distinction.

The conventions that underlie the “arch plots,” however, can become tedious over time. This is what Wood is highlighting when he discusses Roland Barthes’ “reality effect,” which fiction can achieve: “All this silly machinery of plotting and pacing, this corsetry of chapters and paragraphs, this doxology of dialogue and characterization! Who does not want to explode it, do something truly new, and rouse the implication slumbering in the word ‘novel’?” Yet we need some kind of form to contain story; what is that form? Is there an ideal method of conveying story? If so, what if we’ve found it and are now mostly tinkering, rather than creating radical new forms? If we take out “this silly machinery of plotting and pacing” and dialog, we’re left with something closer to philosophy than to a novel.

Alternately, maybe we need the filler and coordination that so many novels consist of if those novels are to be felt true to life, which appears to be one definition of what people mean by “realistic.” This is where Wood parts with Barthes, or at least makes a distinct case:

Convention may be boring, but it is not untrue simply because it is conventional. People do lie on their beds and think with shame about all that has happened during the day (at least, I do), or order a beer and a sandwich and open their computers; they walk in and out of rooms, they talk to other people (and sometimes, indeed, feel themselves to be talking inside quotation marks); and their lives do possess more or less traditional elements of plotting and pacing, of suspense and revelation and epiphany. Probably there are more coincidences in real life than in fiction. To say “I love you” is to say something at millionth hand, but it is not, then, necessarily to lie.

“Convention may be boring, but it is not untrue simply because it is conventional,” and the parts we think of as conventional might be necessary to realism. In Umberto Eco’s Reflections on The Name of the Rose, he says that “The postmodern reply to the modern consists of recognizing that the past, since it cannot really be destroyed, because its destruction leads to silence, must be revisited: but with irony, not innocently.” That is often the job of novelists dealing with the historical weight of the past and with conventions that are “not untrue simply because [they are] conventional.” Eco and Wood both use the example of love to demonstrate similar points. Wood’s is above; Eco says:

I think of the postmodern attitude as that of a man who loves a very cultivated woman and knows he cannot say to her, ‘I love you madly,’ because he knows that she knows (and that she knows that he knows) that these words have already been written by Barbara Cartland. Still, there is a solution. He can say, ‘As Barbara Cartland would put it, I love you madly.’ At this point, having avoided false innocence, having said clearly that it is no longer possible to speak innocently, he will nevertheless have said what he wanted to say to the woman: that he loves her, but he loves her in an age of lost innocence. If the woman goes along with this, she will have received a declaration of love all the same. Neither of the two speakers will feel innocent, both will have accepted the challenge of the past, of the already said, which cannot be eliminated […]

I wonder if every age thinks of itself as “an age of lost innocence,” only to be later looked on as pure, naive, or unsophisticated. Regardless, for Eco postmodernism requires that we look to the past long enough to wink and then move on with the story we’re going to tell in the manner we’re going to tell it. Perhaps Chang-Rae Lee doesn’t do so in The Surrendered, which is the topic of Wood’s essay—but like so many essays and reviews, Wood’s starts with a long and very useful consideration before coming to the putative topic of its discussion. Wood speaks of reading […] “Chang-Rae Lee’s new novel, “The Surrendered” (Riverhead; $26.95)—a book that is commendably ambitious, extremely well written, powerfully moving in places, and, alas, utterly conventional. Here the machinery of traditional, mainstream storytelling threshes efficiently.” I haven’t read The Surrendered and so can’t evaluate Wood’s assessment.

Has Wood merely overdosed on the kind of convention that Lee uses, as opposed to convention itself? If so, it’s not clear how that “machinery” could be fixed or improved on, and the image itself is telling because Wood begins his essay by asking whether literature is like technology. My taste in literature changes: as a teenager I loved Frank Herbert’s Dune and now find it almost unbearably tedious. Other revisited novels hold up poorly because I’ve overdosed on their conventions and start to crave something new—a lot of fantasy flattens over time like opened soda.

Still, I usually don’t know what “something new” entails until I read it. That’s the problem with saying that the old way is conventional or boring: that much is easier to observe than the fix. Wood knows it, and he’s unusually good at pointing to the problems of where we’ve been and pointing to places that we might go to fix it (see, for example, his recent essay on David Mitchell, who I now feel obliged to read). This, I suspect, is why he is so beloved by so many novelists, and why I spend so much time reading him, even when I don’t necessarily love what he loves. The Quickening Maze struck me as self-indulgent and lacking in urgency, despite the psychological insight Adam Foulds offers into a range of characters’ minds: a teenage girl, a madman, an unsuccessful inventor.

I wanted more plot. In How Fiction Works, Wood quotes from Adam Smith writing in the eighteenth century regarding how writers use suspense to maintain reader interest and then says that “[…] the novel [as an art form; one could also say the capital-N Novel] soon showed itself willing to surrender the essential juvenility of plot […]” Yet I want and crave this element that Wood dismisses—perhaps because of my (relatively) young age: Wood says that Chang-Rae Lee’s Native Speaker was “published when the author was just twenty-nine,” older than I am. I like suspense and the sense of something major at stake, and that could imply that I have a weakness for weak fiction. If so, I can do little more than someone who wants chocolate over vanilla, or someone who wants chocolate despite having heard the virtues of cherries extolled.

When I hear about the versions of the real, reality, and realism that get extolled, I often begin to think about chocolate, vanilla, and cherries, and why some novelists write in such a way that I can almost taste the cocoa while others are merely cardboard colored brown. Wood is very good at explaining this, and his work taken together represents some of the best answers to the questions that we have.

Even the best answers lead us toward more questions that are likely to be answered best by artists in a work of art that makes us say, “I’ve never seen it that way before,” or, better still, “I’ve never seen it.” Suddenly we do see, and we run off to describe to our friends what we’ve seen, and they look at us and say, “I don’t get it,” and we say, “maybe you just had to see it for yourself.” Then we pass them the book or the photo or the movie and wait for them to say, “I’ve already seen this somewhere before,” while we argue that they haven’t, and neither have we. But we press on, reading, watching, thinking, hoping to come across the thing we haven’t seen before so we can share it again with our friends, who will say, like the critics do, “I’ve seen it before.”

So we have. And we’ll see it again. But I still like the sights—and the search.

The Possessed: Adventures with Russian Books and the People Who Read Them — Elif Batuman

I’ve been trying and failing to satisfactorily describe The Possessed: Adventures with Russian Books and the People Who Read Them to friends and failing to get across the book’s humor, which is unusually rich and deep. Whoever wrote the back cover blurb, with its weird melange of subject matters like a demented person’s shopping list, outdoes me:

If you’re going to read just one book about conference planning, Isaac Babel, Leo Tolstoy, boys’ leg contests, giant apes, Uzbek poetry, the life of the mind, and the resignation of the soul—seek no farther: this is the book for you!!!

It’s funnier still in Roz Chast’s handwriting. The humor, taken out of context, falls flat without the build up from earlier material, as Batuman describes situations that become jokes absurd academic setups involving the relatives of Isaac Babel or the relationship traumas experienced by our plucky, self-aware narrator. Actually, plucky isn’t a fair word: Batuman is deep, and not just because she reads a lot and lives a lot and finds ways to combine living and not living, as when she sees Don Quixote:

Don Quixote, I realized, had broken the binary of life and literature. He had lived life and read books; he lived life through books, generating an even better book. Foucault, meanwhile, broke my idea of literary theory: instead of reducing complexity and beauty, he had produced it. My interest in truth came only later, but beauty had already begun to draw me into the study of literature.

Except that Don Quixote pays for his broken binary with social opprobrium that he, wisely or not, doesn’t realize (or chooses not to realize), and his end on a deathbed leads to his famous renunciation of books of chivalry.

The life lived through books is, to some extent, the only kind of life we can have—or, alternately, we learn to lead our own lives through the narrative examples that others set for us, whether through their being or their stories. And we understand the stories of a single other person better by understanding the stories told by cultures better.

That last sentence is somewhat vague. Let me cite a comic example of someone utterly failing to do so:

While it’s true that, as Tolstoy observed, every unhappy family is unhappy in its own way, and everyone on planet Earth, vale of tears that it is, is certainly entitled to the specificity of his or her suffering, one nonetheless likes to think that literature has the power to render comprehensible different kinds of unhappiness. If it can’t do that, what’s it good for? On those grounds I once became impatient with a colleague at a conference, who was trying to convince me that the Red Cavalry cycle would never be totally accessible to me because of Lyutov’s ‘specifically Jewish alienation.’
‘Right,’ I finally said. ‘As a six-foot-tall first-generation Turkish woman growing up in New Jersey, I cannot possibly know as much about alienation as you, a short American Jew.’
He nodded: ‘So you see the problem.’

We moved from the high brow, about the power of literature and the reference to the “vale of tears,” to the very low brow, which entails virtually anything having to do with New Jersey, to the middle brow of self absorption. This is good stuff.

And if literature can’t render comprehensible different kinds of unhappiness, maybe it’s still good for passing the time until death, or at least idle cocktail party chatter, or at least impressing potential sexual partners with literary repartee, assuming you find the right sort of partner. For Batuman, grad school is that sort of place, although she also dates a banker (it doesn’t work out), and one or two others I’ve forgotten.

There are other grad school jokes, which I have a special appreciate for because I’m in it, and those sometimes combine jokes about Russia (which are also common): “The title of this book is borrowed from Dostoevsky’s weirdest novel, The Demons, formerly translated as The Possessed, which narrates the descent into madness of a circle of intellectuals in a remote Russian province: a situation analogous, in certain ways to my own experiences in graduate school.”

Batuman actually ends up in a remote, former Russian province, in the form of Uzbekistan, where a series of bureaucratic and financial snafus combined with questionable decision making lead her. During a tedious bit of orientation in preparation for going to Uzbekistan, Batuman leaves to find a hat. Despite the risk of death, maybe Batuman is better off in the Caucuses, thinking:

Somehow I ended up in an Urban Outfitters. All around me, girls were buying absolutely unwearable-looking clothes: sheer dresses with V-necks down to the navel; jeans measuring literally two inches from waist to crotch; rhinestone encrusted G-strings with no elasticity whatsoever. I found a hideous white ill-fitting sun hat, bought it, and fled to Barnes & Noble.

She’s not one of them; she’s one of us, which I can say merely because she agrees with me about airports and airplanes (“Air travel is like death: everything is taken from you.”) Compare that to one of my recent ruminations:

As I write this, I sit in a Tucson airpot bar. Airports have everything wrong with them: they are transitional, one-off spaces filled with strangers, the “restaurants” they offer consist of pre-made food with character slightly above a TV dinner, and for some reason we as a society have decided that Constitution rights and privacy don’t apply here. People I don’t know can stop me at will, and merely flying requires that I submit to security theater that is simultaneously ineffective and invasive. Everything is exorbitantly expensive but not of particularly high quality. Menus don’t have beer prices on them.

The airport, in short, is designed to extract money from a captive audience; this might be in part why I don’t care much for sports stadiums, Disneyland, and other areas where I feel vaguely captive.

But I’m less funny than Batuman, which is a good reason to read her, despite the improbability of her subject matter. Batuman’s language is wonderful too: she says that she’s going to Tashkent with “Dan… who was indescribably average in both appearance and demeanor, like some kind of composite sketch.” The comparison is fresh, describes Dan without describing him, and, more importantly, shows exactly how Batuman thinks of him, even if he has some kind of vibrant inner life not apparent on the surface. If so, alas, we get little indication of that inner life, which might be part of his problem, and the problem of many of those who don’t have adventures in Russian books—or any kind at all.

(Here’s a comment on The Possessed from the Literary Saloon.)

Hilarity in Richard Florida’s Who’s Your City?

It’s not so often that one finds a writer so hilariously, unambiguously, obviously wrong as Richard Florida in a passage from Who’s Your City?, which was published in 2008:

[Yale economist Robert] Shiller’s analysis suggests that during the housing boom of the early 2000s, overall housing values appreciated to such a degree that by 2007 they had become completely misaligned with incomes. He predicted that housing prices would fall anywhere from 30 to 50 percent by the end of the decade.

Maybe. But, housing is different from other investments, and for a very simple reason. The primary purpose of investing in a home is not to make money but to have a roof over one’s head. […]

Housing markets seldom adjust through an instantaneous pop.

Oops! Granted, I’m sure Florida’s reasoning sounded better in 2007, when this was probably being written. With a gaff of this magnitude, however, the rest of the book becomes harder to believe, even if I think many of its arguments about the continued importance of cities are fundamentally sound.

Risks, Realizations, and Barry Schwartz’s The Paradox of Choice

People mistook the pervasiveness of newspaper stories about homicides, accidents, or fires—vivid, salient, and easily available to memory—as a sign of the frequency of the events these stories profiled. This distortion causes us to miscalculate dramatically the various risks we face in life, and thus contributes to some very bad choices.

That’s from Barry Schwartz’s The Paradox of Choice: Why More is Less, a book that’s probably easy to misinterpret as arguing that more choices are always bad or always make us unhappy. But it does provide a lot of useful explanation of why many people disproportionately fear crime, which is falling (that link is merely one of the first found in an Internet search; the general trend is well-known), as opposed to, say, car crashes or heart disease, neither of which are as memorable.

Still, I don’t think all choices are bad ones, but the cognitive effort necessary to make a choice should probably make us more wary of doing things like shopping than we, as a society, appear to be. Mental investments in one field (i.e. deciphering features, costs, etc.) might take away from those in another, as cognitive load theory implies. Overall, I think The Paradox of Choice can be usefully combined with a couple of other sources, most notably Paul Graham’s essay Stuff, about the perils of possessiveness in an age of abundance, and The Myth of the Rational Voter, which the New Yorker discusses here. Our (collective) beliefs aren’t very rational, whether you call them a mistake of “pervasiveness,” as Schwartz does, or something else. It’s unfortunate that Schwartz doesn’t go in more depth about the “very bad choices” we might make as a result of availability heuristics.

The Art of Teaching — Gilbert Highet

For reasons not clear to me, The Art of Teaching is regularly recommended to teachers or people who want to be teachers. It’s not very good; skip it and read Why Don’t Students Like School: A Cognitive Scientist Answers Questions About How the Mind Works and What It Means for the Classroom instead, which has advice that’s both more practical and more theoretical than The Art of Teaching.

Highet says that “This book is called The Art of Teaching because I believe that teaching is an art, not a science.” He might be right. But he doesn’t present much evidence as to why it is, or how one can become a better artist in a significant way. A lot of his advice is obvious or vague. Among the obvious parts:

The first essential of good teaching… is that the teacher must know the subject That really means he must continue to learn it.
The second essential is that he must like it.

Among the vague parts:

Learn the peculiar patterns of [your students’] thought and emotions just as you would learn to understand horses or dogs—or other animals (for there are all kinds of different animals implicit in children: the very small ones are often more like birds)—and then you will find that many of the inexplicable things they do are easy to understand, and many of the unpardonable thing easy to forget.

What does it mean to “learn the peculiar patterns” of students’ thought? Highet never says. And I’m leaving aside the double aside he uses, or the fact that he compares students to animals. What’s next—the freshman whisperer?

The Art of Teaching is big on ideas and short on execution. There’s not much to say about it other than a warning to stay away from it.

Problems in the Academy: Louis Menand’s The Marketplace of Ideas: Reform and Resistance in the American University

The problems in American universities are mostly structural and economic, and the biggest are occurring on the faculty side of the liberal arts and social sciences: since around 1975, too many professors (or at least people earning PhDs) vie for faculty slots relative to the number of undergraduates. Menand says (twice) that “Between 1945 and 1975, the number of American undergraduates increased by 500 percent, but the number of graduate students increased by nearly 900.” Undergraduates clear out of the system in four to six years; graduate students who get PhDs (presumably) stay or wish to stay for whole careers. Since 1975, college enrollments have grown much more modestly than they did from 1945 – 1975, and the department that’s grown most is business, since so many undergraduates now major in it. But grad programs haven’t scaled back, leaving humanities types to fight for scarce jobs and write polemics about how much it sucks to fight for scarce jobs.

Menand doesn’t identify the supply/demand problems as the major root cause of the other issues around political/social conformity, time to degree for academic grad students, and so forth, but it’s hard not to trace “the humanities revolution,” “interdisiplinarity and anxiety,” and why all professors think alike to supply and demand. Each of those topics are each covered in a long chapter, and Menand’s first, on “The Problem of General Education,” seems least related to the others because it is mostly inside baseball: how we ended up requiring undergrads to take a certain number of courses in a certain number of fields, and what academia should be like. But the others make up for it.

The Marketplace of Ideas is worth reading for knowledge and style: the book has the feeling of a long New Yorker article—Menand is a staff writer there—and if he occasionally pays for it with the generalization that gets coldly stamped out of peer-reviewed writing, the trade-off is worthwhile. Menand is also unusually good at thinking institutionally, in terms of incentives, and about systems: those systems tend to evolve over time, but they also tend to harden in place unless some catastrophic failure eventually occurs. Such failures are often more evident in business than in public life, since businesses that fail catastrophically go bankrupt and are much more susceptible to competitors and regulators than governments. The academic system is, as Menand points out, something out of the 19th Century in its modes of tenure, promotion, displinarity, and so forth. But it’s unlikely to go anywhere in an immediate and obvious way because public universities are supported by taxpayers and even private ones are most often nonprofit. Furthermore, whatever problems exist, universities do well enough, especially from the perspective of students, and having a glut of PhDs to choose from doesn’t harm universities themselves. Consequently, I don’t see as great an impetus for change as Menand implies, very loosely, that there is.

Take, for example, the PhD production problems from earlier in this post. The logical conclusion would be for fewer people to enter PhD programs, for universities to close some programs, for degrees to take less time (the natural sciences often end up requiring five years from entering to conferring degrees, while humanities programs creeping above ten years), and so on. But there’s no real incentive for that on the part of an individual university: having graduate programs is impressive, grad students are cheap teachers, and people keep applying—even though they know the odds (this basically describes me).

Thus supply and demand stay out-of-whack. University departments can remain perhaps more insular than they should be. Publishing requirements increase as publishing becomes more difficult. But there’s little need to change so long as enough students enter PhD programs. Menand suggests shortening the time to graduate degrees, making them more immediately relevant, and closing some programs—none of which seem likely in the near future unless students stop enrolling. But they don’t because, once again like me, they see professors and think, “that looks like fun. I’ll take a flyer and see what happens.” Nonetheless, the professoriate is already changing in some ways: about half of students, as Menand observes and the Chronicle of Higher Education does too, are now taught by part-timers. With as many choices among instructors as universities have, that trend seems ripe for further acceleration.

Menand says that “For most of the book, I write as a historian.” He also says that he’s “not a prescriptivist” and implies pragmatism, rather than polemic. That’s wise: identifying the problems are probably easier than finding those pragmatic solutions to them. He uses English as an example of what’s going on more broadly, and he is an English professor at Harvard. Part of the crisis is within English departments—what exactly does it mean to study “English?”—and part of it is external. The part outside English departments has to do with rationale and economics—as Menand says, “People feel, out of ignorance or not, that there is a good return on investment in physics departments. In the 1980s, people began wondering what the return on investment was in the humanities.” Note his “people feel” formulation, which is unsourced but occurs throughout; most of the time, speaking of a common culture feels right because Menand has his finger on the intellectual zeitgeist enough to pull off such comments, and elsewhere he has the numbers to back those comments up, especially regarding the flatlining and even decline in the absolute and relative percentages of English majors on campus.

The other interesting thing is the word “crisis,” which I’ve used several times. The Oxford American Dictionary included with OS X says that crisis is “a time of intense difficulty, trouble, or danger.” The word “time” implies that crises should pass; but in English, the one or ones Menand identifies has lasted for more than a generation of academics. According to “The Opening of the Academic Mind” in Slate, “The state of higher education in America is one of those things, like the airline industry or publishing, that’s always in crisis.” In Rebecca Goldstein’s The Mind-Body Problem, the protagonist, Renee, thinks:

In the great boom of the late fifties and early sixties, graduate departments, particularly at state universities, had expanded and conferred degrees in great abundance. But then the funds, from both government and private foundations, had dried up, and departments shrunk, resulting in diminishing need. Suddenly there was a large superfluity of Ph.D.s, compounded by demographic changes […] The result has been a severe depression, in both the economic and psychological senses, in the academic community.

That was published in 1983. People are still publishing the same basic argument today, only now they often do it online. Perhaps the real lesson is that academics are great at learning many things, but supply/demand curves and opportunity costs are not among them, except for economists.

The problems are exacerbated in the humanities and social sciences because grad students in those fields don’t have industry to fall back on, but the natural sciences are not immune either. As Philip Greenspun points out in “Women in Science,” America seems more than willing to source its science graduate students from developing countries, which takes care of supply from that angle (if you read his essay, ignore the borderline or outright sexist commentary regarding women, even if his point is that women are too smart to go to grad school in the sciences; pay attention to the institutional and systematic focus, especially when he points out that “Adjusted for IQ, quantitative skills, and working hours, jobs in science are the lowest paid in the United States”).

Of course, even as I make myself aware of works like The Marketplace of Ideas, I continue working toward that PhD, convinced that I’ll be the one who beats the odds that are still better than Vegas, though not by a lot. But I’m also part of the imbalance: too many people seeking PhDs for few too jobs, particularly too few jobs of the sort we’re being trained to do. Yet academics still provide a vital function to society in the form of knowledge, and in particular knowledge that’s undergone peer review, however difficult or abstruse peer review may have become in the humanities (for more, see Careers—and careerism—in academia and criticism).

The question of what academia should be like is to some extent driven by what professors think it should be like, but it’s also driven by what students think it should be like. Students ultimately drive academia by choosing where to go to school. An increasing number of them are choosing community and online higher education. It’s not clear what this shift means either. Still, professors have blame as well: as the aforementioned Slate article suggests, “[…] Professors, the people most visibly responsible for the creation of new ideas, have, over the last century, become all too consummate professionals, initiates in a system committed to its own protection and perpetuation.” True. But given that they have tenure, control departments, and confer the PhDs necessary to become professors, it seems unlikely that major change will come from that quarter.

Pops: A Life of Louis Armstrong — Terry Teachout

I meant to write a long review of Pops: A Life of Louis Armstrong, but enough very competent sources have that I have little I contribute beyond generic praise. I know virtually nothing about Armstrong and read few biographies; therefore I’m little able to comment on how Pops deals with the genre. But those who presumably know more than I do are impressed: The Atlantic speaks here, for example, and you can read more here, here, or here, at The Second Pass.

Teachout argues that Armstrong was more complex than his jovial public persona demonstrated. To me, the more interesting part of Pops is its subtler meditation on the relationship of the artist to society—in Armstrong’s case, race was an abiding the issue—and the virtuosity of the writing of both subject and object. Two samples will have to suffice: one of my favorite lines Teachout wrote comes early, on page 23, when he says of Louisiana, “Rarely does [the Northerner] linger long enough to pierce the veneer of local color with which the natives shield themselves from the tourist trade.” I suspect that applies to many places, and it echoes Samuel Johnson’s apt, “When a man is tired of London, he is tired of life.” That could apply any vibrant, culturally ambitious, and expanding city, just I might Teachout’s comment reveals more about place than many stories of travel.

As for Armstrong, he saw through much that not all do, judging from shows like Entourage or the laments of other celebrities:

I can’t go no place they don’t roll up the drum, you have to stand up and take a bow, get up on the stage. And sitting in an audience, I’m signing programs for hours all through the show. And you got to sign them to be in good faith. And afterwards all those hangers-on get you crowded in at the table—and you know you’re going to pay the check.

It’s that last bit—”and you know you’re going to pay the check”—that resonates most, the little indignant detail that is nonetheless part of what Armstrong implies one has to do to succeed in the music and show business. Other businesses have their little indignities, and it’s one of Teachout’s considerable strengths that he never leaves the grounding of his subject yet offers many roads from his subject to the wider world. I point to just one, but there are many other available if you’re willing to walk through 400 short pages in Louis Armstrong’s shoes.

Why de Botton (and The Pleasures and Sorrows of Work)

Alain de Botton’s The Pleasures and Sorrows of Work has two wonderful passages on page 27: the first, concerning ship spotters—or those who watch and log ships coming in and out of a harbor:

They behave like a man who has fallen deeply in love and asks his companion if he might act on his emotions by measuring the distance between her elbow and her shoulder blade.

The ship spotters focus on statistics in large part because statistics can be found more readily than, say, aesthetic theories, or meta ideas about why we like spotting, or statistics, or fountain pens. Why do some of our activities, like ship spotting, dwell in the countable, while others, like love, tend to dwell in most people’s minds in the land of emotion? I say “most people’s mind” because some writers, like Tim Harford in The Logic of Life, have brought game theory to bear on love in the group sense in order to see what one might see.

De Botton has a partial answer:

It seems easier to respond to our enthusiasms by trading in facts than by investigating the more naive question of how and why we have been moved.

He’s right, and I think this is why many book blogs tend pay disproportionate attention to, for example, the publishing industry or a writer’s habit than the works that the industry publishes or that the writer writes. It’s simply easier, to steal de Botton’s accurate word, to deal with systematic issues than to analyze why de Botton’s simile of the lover works so well, which at bottom might be simply “because it does,” or an unattractive analysis of how something is both like and unlike something else. Like explaining a joke, such an analysis might render the subject being analyzed dead, and thus no longer worthy of analysis.

The computer, operating system, or word processor a writer or novelist uses doesn't matter much, although I still like Macs

Since around 2002, I don’t think that the computer a writer uses has mattered much for writers, chiefly because virtually all computers on the market since that time will do everything you need: conjure up a window and allow you to type as long as you humanly can. The same applies to most word processors: I can’t remember the last time I got a word processor to crash except for Microsoft Word, and even that’s a very rare event. Around the time Windows XP and Mac OS X 10.2 came out, operating system stability problems receded—in Linux, they often weren’t present in the first place—and by now both Windows XP and the more recent versions of OS X are so stable that writers barely have to think about their computers if those machines are used primarily for writing.

This post comes in response to Betsy Lerner, who recently observed that she doesn’t work for Best Buy and therefore doesn’t know if an aspiring writer should buy a netbook (as a professional writer and wannabe novelist, I have some opinions on this stuff). For those of you too lazy to click the netbook link, netbooks are small laptops that usually range from 7 to 11 inches in screen size. I’d argue against netbooks: they tend to have lousy screens, and I wouldn’t want to look at one for an extended period of time. A desktop sounds more reasonable.

I prefer desktops because they tend to be more reliable and cost less, as described at the link. The new 27″ iMacs are particularly nice, and the screen attached is as good on the eyes as one can get among consumer machines. But your computer doesn’t matter much: get a $400 Dell with a 20″ monitor and you’ll still have a very nice set up. What actually matters is the time you spend with your ass in the seat, not what you’re facing while you write.

I like Macs, as demonstrated by this shot of my desk. But Windows, Linux, or OS X are all decent; all have fine, stable word processors. For documents you don’t have to share regularly, Mellel is a sweet word processor, and it has the full screen mode some writers really like. By “full screen,” I mean that you can hit command-shift-f and bring up a screen that looks like this, except much bigger:

Mellel Full Screenshot

That’s a real screenshot: you don’t have any menus or distractions on your screen, just text and a scroll bar. I added the black border in WordPress. Some people also like Mac Freedom, a program that “disables networking on an Apple computer for up to eight hours at a time” and sounds like a useful way of Disconnecting Distraction. Spotlight is very cool, as is DevonThink Pro. Both are especially useful for nonfiction.

Nonetheless, that’s the .1% of writing that doesn’t really matter much; the 99.9% that does is sitting at your computer and writing. And you can’t buy that for any amount of money.

EDIT: See also Harold Bloom on word processors (and, for good measure, editing), which contains an appropriate passage I came across on this subject.

Why Women Have Sex: Understanding Sexual Motivations from Adventure to Revenge (and Everything in Between) — Cindy M. Meston David M. Buss

Terry Teachout says that “Scientists are forever proving what everybody knows, especially when it comes to music.” Cross out music and replace it with sex, and you’ve also got a substantially true statement. One big advantage to Tim Harford’s The Logic of Life and Dan Ariely’s Predictably Irrational: neither is exclusively about sex or relationships, but both have some unusual experiments. The former discusses how marriage and dating are like markets and how gender imbalances work, while the latter discusses the differences in cognition and choices when in aroused versus unaroused states.

In contrast, Why Women Have Sex gives us a lot of the obvious: women have sex for a variety of reasons, not surprisingly, but the authors don’t go into why a particular reason might predominate at a particular time. The reasons are mostly descriptive instead of explanatory and predictive. Reading the table of contents is almost as good as reading the book: women do it because they’re attracted to the person, for pleasure, for love, for conquest/status, for duty, for adventure, for barter and trade. One could probably figure that out from a few months of reading Cosmo.

We learn that women like men who are tall, have a sense of humor, wealthy, skilled, upbeat, symmetrical, and attractive, the last adjective comprising the earlier ones. On page 22 we learn that “A person’s mood at the time of an initial encounter is an important factor in determining attraction—positive feelings lead to positive evaluations of others and negative feelings lead to negative evaluations.” Really? I had no idea. Notice also the hedging words: mood is an “important factor,” but far from the only one. Later on the same page, we learn that “Having a good sense of humor usually signals an easygoing, fun-loving, adaptable personality.” To my mind, the word “adaptable” is the most interesting word—how does humor signal adaptability?—but the authors don’t pick up on that thread.

The idea behind Why Women Have Sex is to give a large portrait of some of the research findings out there. This is a useful service, and if I were preparing for an academic career in sexuality or sexuality studies, or if I were a journalist who wrote about such issues frequently, I’d buy this book for its bibliography. Even so, however, the book has more scientific trappings than actual science. The introduction states their study was conducted between June 2006 and April 2009 and:

Web links and online classified advertisements requested women’s participation in a study designed to understand sexual motivations. The survey itself was hosted by a database using 128-bit encryption technology to protect the information from hackers and ensure the utmost anonymity to the study’s participants.

The tech terms are poorly used: 128-bit encryption is meaningless without noting the algorithms used, although the authors are probably talking about generic TLS/SSL layers for authentication between client and server. But the larger problem is likely to come from people posing as women who aren’t women and ballot stuffers. Even if they took care of that, they still don’t have a random sample, which would be necessary to draw conclusions about the general population. This means the conclusions that they do draw from their sample aren’t useful. For more on why this is important, take a look at almost any introduction to statistics textbook; the upshot is that their data is suspect, which undermines the book’s conclusions.

I read the first third of Why Women Have Sex closely anyway, and some claims aren’t cited in their bibliography. For example, page 14 says that “DNA fingerprinting studies reveal that roughly 12 percent of women get pregnant by women other than their long-term mates, suggesting that some, but certainly not all, women pursue this dual mating strategy.” That seems improbable, which made me curious about the study backing it up. Page 14 has two research citations; neither relates to this claim.

To me, the biggest reminder Why Women Have Sex offers is why literature retains its power over time while pop sexuality books fade like flowers against the onset of winter. Literature can withstand the onset of cold time because it tells us something that can’t easily be captured by survey; to me, Madame Bovary, The Unbearable Lightness of Being, and Alain de Botton’s On Love have vastly more explanatory power and aesthetic interest than Why Women Have Sex. I’m reminded of this passage from Robertson Davies’ The Lyre of Orpheus:

But Darcourt was not disposed to Freudian interpretations. At best, they were glum half-truths, and they explained and healed extraordinarily little. They explored what Yeats called “the foul rag-and-bone shop of the heart”, but they brought none of the Apollonian light that Yeats and many other poets cast upon the heart’s dunghill.

I quote Davies quoting Yeats: there’s a very fine movement of thought there, which Why Women Have Sex lacks. Even a book like Neil Strauss’ The Game: Penetrating the Secret Society of Pickup Artists offers more explanation, and it doesn’t even have the backstop of the many but still incomplete peer-reviewed studies offered by Why Women Have Sex. In short, there are more useful ways of looking at the questions this book asks. Try reading this interview with the authors or looking at some of the other books mentioned and you’ll begin to find those more useful ways of knowing.